Business Services
Financial Services Mis-selling
Strategic recovery of losses from financial product mis-selling and regulatory breaches
Strategic recovery of losses from financial product mis-selling and regulatory breaches
Financial services mis-selling causes devastating losses to businesses and investors through unsuitable products, negligent advice, and regulatory breaches. Our team provides specialist litigation services pursuing claims for investment mis-selling, pension transfer failures, and complex financial product disputes across all financial services sectors.
From SIPP mis-selling and structured product failures to interest rate swap claims and investment bond disputes, we represent businesses and high-net-worth individuals in complex financial services litigation. Our approach combines technical financial services regulation expertise with understanding of suitability requirements and FCA conduct rules to maximise recovery prospects.
From regulatory complaints to High Court litigation, we recover losses from financial services mis-selling.
Unsuitable investment recommendations, failure to assess risk tolerance, portfolio concentration, high-risk product mis-selling, and breach of suitability requirements.
Negligent DB to DC pension transfers, unsuitable transfer advice, loss of guaranteed benefits, transfer value analysis failures, and FCA pension transfer rule breaches.
SIPP and SSAS mis-selling involving high-risk investments, unregulated collective investment schemes, store pods, carbon credits, and unsuitable asset-backed schemes.
Structured product mis-selling, complexity failures, risk disclosure inadequacies, capital protection failures, and counterparty credit risk mis-description.
Interest rate hedging product mis-selling, break cost failures, suitability breaches, non-sophisticated customer sales, and FCA redress scheme challenges.
FCA conduct rule breaches, treating customers fairly failures, best execution breaches, client money protection failures, and regulatory compensation claims.
Financial services regulation expertise combined with suitability analysis and multi-track recovery strategies.
Financial mis-selling claims require deep understanding of FCA Handbook, COBS rules, suitability requirements, and sector-specific regulation. We combine regulatory expertise with practical financial services litigation experience to build compelling regulatory breach cases.
Proving mis-selling requires demonstrating product unsuitability. We conduct rigorous analysis of client circumstances, investment objectives, risk tolerance, and product characteristics—building compelling evidence of suitability failures and regulatory breaches.
We pursue recovery through FOS complaints, FSCS claims, professional negligence litigation, and regulatory compensation schemes—maximising recovery prospects through all available channels while managing limitation periods strategically.
Financial mis-selling claims depend on expert evidence on suitability, product characteristics, and regulatory compliance. We work with leading independent financial advisers and regulatory experts to build persuasive cases supported by credible testimony.
Dedicated financial services mis-selling practice with expertise across investment products, pensions, SIPPs, and complex financial instruments.
Track record of substantial recoveries in financial mis-selling claims including six and seven-figure settlements and FOS awards.
Deep understanding of FCA regulation, COBS rules, and financial services compliance enabling powerful regulatory breach arguments.
Contact us today to discuss how we can support your business needs.
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