Business Services
Financial Advice Claims
Strategic recovery of losses from poor or negligent financial advice
Strategic recovery of losses from poor or negligent financial advice
Negligent financial advice causes substantial losses through unsuitable recommendations, failed planning, and regulatory breaches. Our team provides specialist litigation services pursuing claims against financial advisers, wealth managers, and investment firms for poor advice, portfolio mismanagement, and FCA conduct rule violations.
From unsuitable investment recommendations and retirement planning failures to churning, excessive fees, and failure to diversify, we represent businesses and high-net-worth individuals in complex financial adviser negligence claims. Our approach combines technical financial advice regulation expertise with understanding of adviser duties and suitability obligations to maximise recovery.
From FOS complaints to High Court negligence trials, we recover losses from negligent financial advice.
Unsuitable investment recommendations, high-risk product advice failures, failure to assess attitude to risk, and breach of suitability requirements.
Negligent pension planning, inadequate retirement income projections, annuity purchase failures, drawdown advice errors, and tax planning negligence.
Discretionary management failures, unauthorised trading, failure to monitor portfolios, rebalancing negligence, and breach of investment mandate.
Inadequate risk profiling, failure to assess capacity for loss, risk tolerance mismatches, and recommendations inconsistent with risk appetite.
Failure to diversify portfolios, concentration risk exposure, single asset class overweighting, and inadequate asset allocation advice.
Excessive trading to generate commissions, unjustified portfolio turnover, excessive adviser fees, undisclosed charges, and commission-driven advice.
Financial adviser duty expertise combined with suitability analysis and strategic litigation.
Financial advisers owe duties in contract, tort, and under FCA regulation. We conduct rigorous analysis of adviser duties, suitability obligations, and conduct requirements—identifying actionable breaches and building compelling negligence cases.
Proving negligent advice requires demonstrating unsuitability and causation of loss. We analyse client circumstances, investment objectives, and product characteristics—building compelling evidence that recommended investments were unsuitable and caused quantifiable losses.
We pursue recovery through FOS complaints for regulated firms, FSCS claims for failed firms, and professional negligence litigation against advisers and firms—maximising recovery prospects across all available compensation routes.
Financial advice negligence claims require expert evidence on suitability, adviser standards, and portfolio management. We work with independent financial advisers and investment experts to provide credible testimony supporting breach and causation.
Dedicated financial adviser negligence practice with expertise across investment advice, retirement planning, and portfolio management failures.
Track record of substantial compensation recovery in financial advice claims through FOS awards, settlements, and negligence litigation.
Deep understanding of FCA adviser regulation and IFA professional standards enabling powerful suitability and conduct breach arguments.
Contact us today to discuss how we can support your business needs.
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