Regulatory & Financial Services

Navigating the complex world of financial regulations requires expert guidance and strategic support. At New South Law, our Regulatory and Financial Services team offers tailored solutions to help businesses and stakeholders manage regulatory challenges, investigations, and compliance requirements. With deep knowledge of financial services regulations, we provide robust representation and practical advice to support our clients in meeting their legal obligations and resolving disputes.

What We Can Help With

Financial Services – Company Investigations

When a business faces insolvency or financial difficulty, our team supports creditors, insolvency practitioners, and other stakeholders through the investigation process. We work closely with insolvency professionals to identify the causes of financial failures, including instances of fraud or negligence. Our expertise extends to asset recovery, professional negligence claims, and litigation related to breaches of the Insolvency Act 1986 and Companies Act 2006. We are committed to helping our clients maximise recoveries and navigate the complexities of financial distress.

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Regulatory Support – For Your Business

Compliance with the FCA’s Consumer Duty is essential for firms in the financial sector. Our team provides comprehensive support to businesses, helping them meet the high standards of consumer protection required by the FCA. We assist with managing complaint processes, providing guidance on Financial Ombudsman investigations, mediating customer disputes, and conducting detailed redress assessments. Our goal is to help your business remain compliant and deliver positive outcomes for customers while minimising regulatory risks.

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Regulatory Support – For Your Clients

Our team also offers support directly to firms that need assistance in meeting their clients’ needs under the Consumer Duty. This includes managing large-scale client communications, tracing lost clients, and helping clients recover losses due to negligence or poor advice. Our expertise ensures that your firm can meet its obligations while maintaining strong client relationships and ensuring compliance with regulatory requirements.

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Expert legal support tailored to your needs.
Contact us today to protect your rights and find solutions.

01903 931043
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Why Choose Us?

With our in-depth knowledge of finance, law, and compliance, New South Law is uniquely positioned to support businesses through regulatory challenges and financial investigations. Our experienced team is dedicated to helping clients achieve positive outcomes, offering practical advice, strategic guidance, and effective representation at every stage. Whether you need support with a complex investigation or guidance on compliance with the latest regulatory requirements, we are here to help you succeed.

SRA Regulated

Experienced Practice

Plain Speaking

Excellent Track Record

No-Win No-Fee Option